Skill: matrix , compliance testing , c , testing , expect , consultant , written communication; Exp: 3-6 years; Analyst- Compliance LocationGurgaon, India Business unit Real Estate Primary skill Law & Finance Details Description ThoughtFocus Information Technologies is seeking a Legal and Compliance Consultant for the Real Estate Legal and Compliance (RE L&C) team at the Centre of Excellence in Gurgaon. Responsibilities The Compliance Consultant will be responsible for a variety of legal and compliance-related matters. More specifically, the Legal and Compliance Consultant will lead the following responsibilities Execute testing and accurately document work performed to support conclusions reached including the identification of root causes for breaches of local law, regulation policy and/or internal control deficiencies. Perform testing as assigned in accordance with compliance testing program, including monthly, quarterly, and as needed testing tasks. Assist in the preparation and completion of an annual compliance risk assessment Communicate test results to management both verbally and through written reports in Excel, Word and PowerPoint by collecting, analyzing, and summarizing information. Escalate potential issues and exception items noted during the review process to management. Work with management to confirm the factual accuracy of issues and determine appropriate remediation to address issues. Maintain and update internal documents and compliance logs (e.g. compliance risk and control matrix). Organize and maintain the groups document depository system. Assist in preparation for audits including collection and review of submitted materials. Maintain current knowledge of applicable laws, regulations, and firms policies and procedures. Promote compliance, application of internal operating controls, and adherence to Bank policies and procedures. Participate in Compliance team meetings as directed. Work efficiently to complete assigned tasks timely. Qualification Seek to hire individuals who are highly motivated, intelligent, and have demonstrated excellence in prior endeavors. More specifically, the successful candidate must have A Bachelors degree; Law, Business or Finance preferred or a Masters degree (or equivalent) in Law, Business or Finance. A minimum of 3 – 6 years of experience in a regulatory, compliance or audit related position, preferably in investment advisory / financial services. Working knowledge and prior experience in financial and operational auditing, with the ability to construct well-targeted testing reports. Strong analytical, organizational, interpersonal, verbal and written communication skills. Strong PC skills, including extensive experience with MS Excel and MS Powerpoint The ability to Work effectively both independently and as part of a team. Manage several assignments/reviews/projects simultaneously and meet deadlines. Learn quickly and adapt to change quickly and effectively. Strong attention to detail in all job functions and ability to use sound judgment in decision making. Nature of business requires the candidate to be flexible to work in designated shift hours. Resume, including prior relevant work experience and graduation month/year and GPA, must be in PDF format ThoughtFocus We have 1,300 employees globally and are growing rapidly across all its offices. In the US ThoughtFocus has offices in California, New York, New Jersey, Wisconsin, Georgia and Texas. As an organization, ThoughtFocus strives to build lasting relationships. The global team at ThoughtFocus is a diverse mix of people from different countries, backgrounds and areas of expertise. Working at ThoughtFocus requires you to be comfortable in a high-energy environment where collaboration is the norm, not the exception. We expect our employees to be self-starters who constantly look for opportunities to grow their own skills and improve the company. If you have the ability to excel in a fast moving global company, ThoughtFocus is the place for you. Within a broad framework of teamwork, knowledge sharing, and collaboration, we encourage our associates to achieve and excel in ways they may never have imagined for themselves. We value outstanding performance and provide our associates with well-defined career paths. Further information is available at .
Degree: ME/ M.Tech./ MS (Engg/ Sciences)
Function: IT Software : Software Products & Services